-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SmqFY99BGDmRmbUJxaO41O+xsFbQvjquMf1s9BH7Eu3N5rh6HMeZJSWkZeqC+UYH CzyMRmzKB7b7dKg5dnT+vQ== 0000913849-04-000247.txt : 20040406 0000913849-04-000247.hdr.sgml : 20040406 20040406153004 ACCESSION NUMBER: 0000913849-04-000247 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20040406 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BMO NESBITT BURNS CAPITAL US INC CENTRAL INDEX KEY: 0001286216 IRS NUMBER: 364133545 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 111 W MONROE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3124617502 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MORTON INDUSTRIAL GROUP INC CENTRAL INDEX KEY: 0000064247 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 380811650 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-08065 FILM NUMBER: 04720276 BUSINESS ADDRESS: STREET 1: 1021 WEST BIRCHWOOD STREET CITY: MORTON STATE: IL ZIP: 61550 BUSINESS PHONE: 3092667176 MAIL ADDRESS: STREET 1: 1021 WEST BIRCHWOOD STREET CITY: MORTON STATE: IL ZIP: 61550 FORMER COMPANY: FORMER CONFORMED NAME: MLX CORP /GA DATE OF NAME CHANGE: 19960823 FORMER COMPANY: FORMER CONFORMED NAME: MCLOUTH STEEL CORP DATE OF NAME CHANGE: 19850212 SC 13G 1 sc13g_040504.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.____________) MORTON INDUSTRIAL GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) CLASS A COMMON STOCK, $.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 619328 10 7 - -------------------------------------------------------------------------------- (CUSIP Number) MARCH 26, 2004 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [x] Rule 13d-1(c) [_] Rule 13d-1(d) CUSIP No. 619328 10 7 13G Page 2 of 8 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BANK OF MONTREAL (I.R.S. No. 13-4941092) ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION CANADA ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,467 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* BK ________________________________________________________________________________ CUSIP No. 619328 10 7 13G Page 3 of 8 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) HARRIS FINANCIAL CORP. (I.R.S. NO. 51-0275712) ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,467 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ CUSIP No. 619328 10 7 13G Page 4 of 8 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BMO NESBITT BURNS EQUITY GROUP (U.S.), INC. (I.R.S. NO. 36-4133546) ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,467 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ CUSIP No. 619328 10 7 13G Page 5 of 8 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BMO NESBITT BURNS CAPITTAL (U.S.), INC. (I.R.S. NO. 36-4133545) ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 545,467 (ALL OF WHICH ARE ISSUABLE UPON EXERCISE OF A CURRENTLY EXERCISABLE WARRANT) ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 545,467 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ CUSIP No. 619328 10 7 13G Page 6 of 8 Pages Item 1(a). Name of Issuer: Morton Industrial Group, Inc. ____________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 1021 W. Birchwood, Morton, Illinois 61550 ____________________________________________________________________ Items 2(a) Name and Address of Persons Filing: and (b). (i) Bank of Montreal 100 King Street West 1 First Canadian Place Toronto, Ontario Canada M5X 1A1 (ii) Harris Financial Corp. 111 West Monroe Street Chicago, Illinois 60603 (iii) BMO Nesbitt Burns Equity Group (U.S.), Inc. 111 West Monroe Street Chicago, Illinois 60603 (iv) BMO Nesbitt Burns Capital (U.S.), Inc. 111 West Monroe Street Chicago, Illinois 60603 ____________________________________________________________________ Item 2(c). Citizenship: (i) Bank of Montreal is a Canadian corporation. (ii) Harris Financial Corp. is a Delaware corporation. (iii) BMO Nesbitt Burns Equity Group (U.S.), Inc. is a Delaware corporation. (iv) BMO Nesbitt Burns Capital (U.S.), Inc. is a Delaware corporation. ____________________________________________________________________ Item 2(d). Title of Class of Securities: Class A Common Stock, $.01 par value ____________________________________________________________________ Item 2(e). CUSIP Number: 619328 10 7 ____________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b) or 13d-2(b), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); CUSIP No. 619328 10 7 13G Page 7 of 8 Pages (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 545,467* ______________________________________________________________________ (b) Percent of class: 9.4% ______________________________________________________________________ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 545,467* (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 545,467* * The amount beneficially owned by BMO Nesbitt Burns Capital (U.S.), Inc. consists of shares all of which are issuable upon exercise of a currently exercisable warrant. BMO Nesbitt Burns Capital (U.S.), Inc. is a wholly-owned subsidiary of BMO Nesbitt Burns Equity Group (U.S.), Inc., which is a wholly-owned subsidiary of Harris Financial Corp., which is a wholly-owned subsidiary of Bank of Montreal. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. _______________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable. _______________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. See Exhibit 1 for the identity and classification of the subsidiary which dirctly beneficially owns the securities reported herein. _______________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not applicable. _______________________________________________________________________ Item 9. Notice of Dissolution of Group. Not applicble. _______________________________________________________________________ Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 6, 2004 BANK OF MONTREAL /s/ Paul V. Reagan ------------------------------------------- Name: Paul V. Reagan Title: U.S. General Counsel and Senior Vice President HARRIS FINANCIAL CORP. /s/ Paul V. Reagan ------------------------------------------- Name: Paul V. Reagan Title: U.S. General Counsel and Executive Vice President BMO NESBITT BURNS EQUITY GROUP (U.S.), INC. /s/ Douglas P. Sutton ------------------------------------------- Name: Douglas P. Sutton Title: Managing Director BMO NESBITT BURNS CAPITAL (U.S.), INC. /s/ Douglas P. Sutton ------------------------------------------- Name: Douglas P. Sutton Title: Managing Director EX-1 3 ex-1_040504.txt EXHIBIT 1 EXHIBIT 1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY BMO Nesbitt Burns Capital (U.S.), Inc., a Delaware corporation, is a wholly-owned subsidiary of BMO Nesbitt Burns Equity Group (U.S.), Inc., a Delaware corporation. BMO Nesbitt Burns Equity Group (U.S.), Inc. is a wholly-owned subsidiary of Harris Financial Corp., a Delaware corporation. Harris Financial Corp. is a wholly-owned subsidiary of Bank of Montreal, a Canadian corporation. BMO Nesbitt Burns Capital (U.S.), Inc. is reporting as a passive investor pursuant to Rule 13d-1(c). EX-99.1 4 ex99-1_040504.txt JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned parties hereby agrees to file jointly a statement on Schedule 13G (including any amendments thereto) with respect to the Class A Common Stock, $.01 par value per share, of Morton Industrial Group, Inc. The undersigned acknowledge that each shall be responsible for the timely filing of such statement and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein, but such party shall not be responsible for the completeness and accuracy of information concerning the other party unless such party knows or has reason to believe that such information is inaccurate. It is understood and agreed that a copy of this joint filing agreement shall be attached as an exhibit to the statement on Schedule 13G, and any amendments thereto, as filed on behalf of the undersigned parties. Dated: April 6, 2004 BANK OF MONTREAL /s/ Paul V. Reagan ------------------------------------------- Name: Paul V. Reagan Title: U.S. General Counsel and Senior Vice President HARRIS FINANCIAL CORP. /s/ Paul V. Reagan ------------------------------------------- Name: Paul V. Reagan Title: U.S. General Counsel and Executive Vice President BMO NESBITT BURNS EQUITY GROUP (U.S.), INC. /s/ Douglas P. Sutton ------------------------------------------- Name: Douglas P. Sutton Title: Managing Director BMO NESBITT BURNS CAPITAL (U.S.), INC. /s/ Douglas P. Sutton ------------------------------------------- Name: Douglas P. Sutton Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----